Broker Check

At our firm, we have the client—and only the client—in mind. Meet our team.

Gerry Dufault, CFP®

Certified Financial Planner™

(508) 251-6128

(508) 573-1076

Since 1984, Gerry Dufault has been helping people gain control of their complex financial lives. Gerry takes a prudent, long-term approach to help ensure that your goals, objectives, and risk tolerance are properly considered and managed.

Gerry specializes in helping people make the switch from work-life to retirement. This is when there is a shift from a need for returns on investments to a need for reliability of income. Helping you maintain your retirement lifestyle is paramount. Gerry will provide you with information and resources as well as recommend solutions and strategies so that you can make informed decisions about your financial situation. With his many years of experience, he can help you:

  • Build a nest egg
  • Create a distribution strategy for maintaining your retirement lifestyle
  • Protect your family from financial emergencies
  • Leave a legacy for your heirs or your favorite charities
  • Fund your children's or your grandchildren's education

Call now and let's start a conversation about your goals.

Jon Loranger

Chief Compliance Operations Officer, Financial Professional

Originally from Maine, Jon Loranger is a graduate of Northeastern University. He holds Series 7, 24, 53, and 63 registrations. He oversees the compliance operations of the firm. This includes maintaining compliance manuals and processes, document archival, and new business approval. His goal is to reduce audit risks while maintaining efficient business solutions. Jon has over 18 years of experience in the financial services industry where he served in various capacities such as IT director, senior agency supervisory officer, and as a financial advisor. Jon works closely with operations, marketing, licensing, technology, broker/dealer relations, and advisor support services. 

Maggie Dumas

Client Services Associate

Maggie is an extremely versatile project manager who provides administrative support in a variety of areas. She provides complete back-office technology processing. This includes billing, virtual filing, and reporting. She is the liaison and provides support on advisor platforms. Maggie also provides compliance documentation which includes SEC filings of U4, ADV2B, and ADV2A, as well as business logs, DocuSign, and fixed business tracking.

Cassandra Gonzalez

Compliance Coordinator

As Compliance Coordinator, Cassie plays a key role in the supervisory and operational aspects of the independent advisory firm. Her attention to detail, combined with her analytical and organizational skills make her an invaluable member of the team.

Phoebe .

Official Mascot

Our official mascot, Phoebe is a great reminder to all of us to enjoy the simple things in life. 

Client Centered

Client Centered

Whether you are investing to build wealth, protect your family, or preserve your assets, our personalized service focuses your needs, wants, and long-term goals.

Our team of professionals have years of experience in financial services. We can help you address your needs of today and for many years to come. We look forward to working with you.